Industry Expertise
Expertise and experience in the field is key to our success. Learn more about Dave Donohoe (former NASDAQ Chief Counsel) and Katherine Roberson Petty (former NASDAQ Senior Counsel).
Read MoreROTH Capital
Donohoe Advisory clients have access to a broad range of investment banking services through Dave Donohoe’s affiliation with ROTH Capital Partners, LLC, a full service investment bank focused on emerging growth companies.
Read MoreConsulting and Advisory
We represent more companies in listing-related matters than any other firm in the country and have relationships with most of the largest law firms in the country.
Read MoreShared Knowledge
We carefully watch changes in the listings-related industry and keep the market, and especially our clients informed of the facts and our interpretations of what it all means.
Read MoreLatest Announcements
Dave Donohoe participated in the 36th annual Roth Conference – Reaching for the Promised Land: Current Considerations for Listing on a National Exchange (Pryor Cashman, Centri, NYSE, CBOE)
RE PLAY: https://wsw.com/webcast/roth48/panel18/2121249 Continue Reading →
Nasdaq Diversity Rule
In accordance with Nasdaq Listing Rule 5606, companies must annually, by December 31st, disclose board-level diversity data using a standardized Board Diversity Matrix template. To ... Continue Reading →
New Reverse Stock Split Requirements Effective November 1, 2023
On November 1, 2023, the SEC approved new Nasdaq rules on notification and disclosure of reverse stock splits. Under the new rules, a listed company ... Continue Reading →
As of June 15, 2023, 356 companies failed to comply with the Nasdaq $1 bid price rule. For an overview of the Nasdaq bid price rule, please see the attached LifeSci Partners webinar from March 28, 2022, during which Donohoe Advisory and a representative from The Nasdaq Stock Market provided commentary on the Rule. Please also see the attached accompanying power point presentation prepared by Donohoe Advisory.
LifeSci-Partners-Program-Powerpoint-3.28.22Download https://lifesci.rampard.com/WebcastingAppv5/Events/Registration/registration.jsp?Y2lk=MTc0OQ==&Y2lk=MTc0OQ==&Y2lk=MTc0OQ== Continue Reading →