Corporate Governance


We will advise your law firm or listed company on the stock exchanges’ corporate governance rules and their application to you. This includes both the shareholder approval and voting rights rules. For NASDAQ-listed companies, this includes helping you obtain a written interpretation from NASDAQ on the applicability of the NASDAQ Listing Rules to specific transactions such as mergers, acquisitions, or private placements. We also have experience helping listed companies obtain “financial viability” exceptions to otherwise applicable shareholder approval and voting rights requirements.